Hedge Fund Formation and Securities Law Specialists
Law Offices of Scott Goldring Associates

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Hedge Fund Formation and Securities Law Specialists

Scott Goldring Associates is a boutique law firm specializing primarily in Securities Law.

SGA has expertise in formation and ongoing compliance for Hedge Funds, Private Equity/Venture Capital Funds and Family Offices. We also provide Outsourced General Counsel services
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SGA can offer expertise in Private Placement Memorandums, Special Purpose Vehicles as well as a full range of contract services.  We can guide you through the formation process to ongoing compliance and can direct you to vetted professionals to provide IT infrastructure, Banking, Marketing, Accounting and Custody. Our goal is to assist you from start to finish with all of your launch needs and to assist in your growth as those needs become more complex.

Hedge Fund Formation
 
SGA specializes in Hedge Fund Formation of both Domestic and Offshore funds and can move quickly to get you started.  From forming the underlying company to helping you to articulate the investment strategy of your fund we offer timely expertise. 

Whether Domestic or Offshore we will help you to decide which structure and jurisdiction is best for you and your investors.  From Parallel Funds to the Master Feeder Structure we will find the location that has the best tax benefit for both you and your clients.


Private Equity/Venture Capital
SGA represents both sponsors and investors in connection with the establishment of Private Equity investment vehicles and Venture Capital Funds.  We also serve as counsel both independently and in-house as outsourced General Counsel to private fund managers and sponsors.  SGA is regularly involved in the structuring and negotiating the fund's investments and will work clients to establish a clear exit strategy.

Our approach focuses on the client's objectives and the ultimate goal of a successful exit.  As the financial markets fluctuate so does the bargaining power of both buyers and sellers, we stay current on these trends and assist in negotiating strategies favorable to our clients.


State and Federal Filings
With the implementation of Dodd-Frank and the ever changing regulatory landscape we will walk you through the compliance maze of the SEC, CFTC, FINRA and NFA and complete all regulatory filings on your behalf. We are also available to provide ongoing compliance assistance on a quartlery or annual basis and can provide moc examinations to expose weakness in your current compliance procedures.


Family Office
High net worth families recognize the benefit of forming a family office.  SGA understands the needs and goals of a Family Office and with our large network of industry contacts we can provide assistance with a comprehensive approach to creation, oversight, and wealth management and preservation.

We collaborate with other professional service providers to assist clients with a holistic set of services to meet the growing complexity of needs and opportunities facing the high net worth family.   We can serve as outsourced General Counsel to handle a wide variety of projects as well as supervise the work of others.

We are always available to handle both large and small matters and will work with the family to set a flat fee for ongoing services.  We can help clients to address concerns and interrelated financial, personal and public objectives.

Outsourced General Counsel
SGA can assist Registered Investment Advisors with critical compliance requirements.  We can assist with the creation and maintenance of supervisory compliance procedures that accurately reflect how your firm complies with regulatory requirements as well  as customize your compliance procedures to your firm.  We can create a written code of ethics that sets forth the standards for business conduct within your firm.  We will review all marketing materials and assist with website developments that is in compliance with current regulatory standards. We can stage moc examinations at least annually to expose and rectify any weakness in your compliance procedures.

SGA can assist in creating a business continuity plan because the orderly transfer of power, whether planned or in an emergency, is critical to the survival of the Fund or Family Office.  SGA can assist with general consulting, review and drafting of contracts, and contract negotiation.  SGA can assist with hiring and drafting of employment contract as well as evaluating investments for the purpose of wealth preservation.



Contact us to schedule a Consultation on Hedge Fund, Private Equity/Venture Capital or Family Office Formation, as well as General Counsel or Compliance needs.
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Call 646-652-8567 or email info@scottgoldringassociates.com

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